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Richard Lee Stone

Quantum Financial Advisors Inc

Alexandria, VA

Rockville, MD

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Current Employers
Quantum Financial Advisors Inc

51 Monroe Street Suite 1902, Rockville, MD 20850 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-05-14
MD RA APPROVED 2025-05-09
  • VA RA
    APPROVED
    Since 2025-05-14
  • MD RA
    APPROVED
    Since 2025-05-09

Branch Locations

Alexandria, VA • United States

51 Monroe Street Suite 1902, Rockville, MD 20850 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Gaithersburg MD 09/2009 05/2025
Quantum Financial Advisors Inc Rockville MD 05/2025 Present
Previous Registrations
Other Businesses

INDEPENDENT INSURANCE AGENT; NOT INVESTMENT-RELATED; STARTED 08/1989; APPROXIMATELY 40 HOURS PER MONTH, ALL DURING SECURITIES TRADING HOURS.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-03-13
S63 Uniform Securities Agent State Law Examination 1989-11-29
  • S65 Uniform Investment Adviser Law Examination
    2010-03-13
  • S63 Uniform Securities Agent State Law Examination
    1989-11-29

View on SEC IAPD

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