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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2022-01-28 |
Branch Locations
6 Corporate Drive, Shelton, CT 06484 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Shelton | CT | 08/2016 | 01/2022 |
| The Prudential Insurance Company Of America | Shelton | CT | 11/2016 | 01/2022 |
| Mml Investors Services, Llc | Shelton | CT | 01/2022 | Present |
| Massmutual Life Insirance Co | Shelton | CT | 01/2022 | Present |
1) Name: Mauricio Trabuco Inv rel: Y Add: 6 Corporate Dr Shelton CT 06484 Nature: Outside Insurance Business Position: Independent Insurance Agent Start date: 5/27/2022 No hrs/mo: 5 No hrs/mo dur trading: 5 Describe duties: Sell Life, Fixed Annuities, Disability, Long-term care, Health, and Property & Casualty. 2) NAME: TNT partners, LLC INV REL: Y ADD: Residential Address NATURE: LLC for pass through business expenses POSITION: Partner START DATE: 01/01/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: LLC used to manage associated business expenses.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-05-09 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-25 |
| S66 | Uniform Combined State Law Examination | 2004-01-05 |
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