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Current Employers
Oppenheimer & Co. Inc.

85 Broad Street 22Nd Floor, New York, NY 10004 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2024-01-09
  • VA RA
    APPROVED
    Since 2024-01-09

Branch Locations

The Arrington Building 1802 Bayberry Court - Suite 200, Richmond, VA 23226 • United States

205 Town Center Drive Suite 260, Virginia Beach, VA 23462 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Virginia Beach VA 07/1998 08/2022
Artistry By Suzanne Virginia Beach VA 06/1983 Present
The Red Horse Running Equine Foundation Virginia Beach VA 09/2016 Present
Carlson & Company Financial Services Llc Dba Carlson Financial Virginia Beach VA 09/2022 01/2024
Zaugg Financial Group, Inc. Virginia Beach VA 07/1997 08/2022
Oppenheimer & Co. Inc. Virginia Beach VA 01/2024 Present
  • 07/1998 → 08/2022
    Raymond James Financial Services, Inc.
    Virginia Beach, VA
  • 06/1983 → Present
    Artistry By Suzanne
    Virginia Beach, VA
  • 09/2016 → Present
    The Red Horse Running Equine Foundation
    Virginia Beach, VA
  • 09/2022 → 01/2024
    Carlson & Company Financial Services Llc Dba Carlson Financial
    Virginia Beach, VA
  • 07/1997 → 08/2022
    Zaugg Financial Group, Inc.
    Virginia Beach, VA
  • 01/2024 → Present
    Virginia Beach, VA
Previous Registrations
Other Businesses

1.ARTISTRY BY SUZANNE: CREATE ARTWORK USING VARIOUS MEDIA INCLUDING DRAWING, PAINTING, CARVING, AND SCULPTURES. THIS ACTIVITY IS NOT INVESTMENT RELATED.PRIMARY ADDRESS FOR THE ACTIVITY IS MY HOME. I DO NOT CONDUCT THIS ACTIVITY DURING MARKET OR REGULAR BUSINESS HOURS. INCOME GENERTAED FROM THIS ACTIVITY IS LESS THAN $2000/YR. PRIMARILY CONDUCTED AS A HOBBY BUT I DO MAKE WORKS AVAILABLE FOR SALE AND HAVE A LINE OF GREETING CARDS UNDER THE "SALUTATIONS BY SUZANNE" LABEL THAT IS CARRIED IN A LOCAL FEED STORE. 2.NOTARY PUBLIC FOR THE COMMONWEALTH OF VIRGINIA. THIS ACTIVITY IS NOT INVESTMENT RELATED. 3.OWN AND MANAGE RENTAL PROPERTY PURCHASED IN MAY 2024 -4173 THALIA STATION, VA 4.OWN AND MANAGE RENTAL PROPERTY PURCHASED IN AUGUST 1999-8030 E. GLEN RD. 5.AUTHOR: THIS ACTIVITY IS NOT INVESTMENT RELATED; I DO NOT CONDUCT THIS ACTIVITY DURING MARKET HOURS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-10-08
S63 Uniform Securities Agent State Law Examination 1990-10-05
  • S66 Uniform Combined State Law Examination
    1999-10-08
  • S63 Uniform Securities Agent State Law Examination
    1990-10-05
Designations
Other Names
  • Audre Suzanne Norton
  • Audre Suzanne Loudon

View on SEC IAPD

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