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38 Fountain Square Plaza, Cincinnati, OH 45263 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-08-19 |
| TX | RA | APPROVED | 2025-08-19 |
Branch Locations
10375 Park Meadows Drive, Lone Tree, CO 80124 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of The West Wealth Management | Boulder | CO | 08/2007 | 08/2018 |
| Bancwest Investment Services, Inc | Boulder | CO | 10/2008 | 08/2018 |
| Midfirst Bank | Boulder | CO | 08/2018 | 03/2019 |
| Midfirst Bank | Boulder | CO | 03/2019 | 04/2021 |
| Cetera Investment Services Llc | St Cloud | MN | 03/2019 | 04/2021 |
| Cetera Investment Advisers Llc | Boulder | CO | 03/2019 | 04/2021 |
| Fifth Third Wealth Advisors, Llc | Denver | CO | 08/2025 | Present |
| Bny Wealth | Denver | CO | 04/2021 | 08/2025 |
1)Children's Hospital Advisory Council, member, assist in giving activities, non investment related, no compensation (10 hours annually) 2)Alzheimer Association, board member, assist in giving activities, non investment related, no compensation (10 hours annually) 3)National Association of Estate Planning Councils, member, assist in council membership, non investment related, no compensation (10 hours annually)
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-19 |
| S66 | Uniform Combined State Law Examination | 2001-07-24 |
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