John Harold Sulyma

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2020-04-07

RI RA
APPROVED

Since 2020-04-07

Branch Locations

Warwick, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
H. Beck, Inc.	Rockville	MD	04/2012	04/2020
Lpl Financial Llc	Cranston	RI	04/2020	Present

04/2012 → 04/2020

H. Beck, Inc.

Rockville, MD
04/2020 → Present

Lpl Financial Llc

Cranston, RI

Previous Registrations

2015-01-08 → 2020-04-08

Grove Point Investments, Llc

Rockville, MD

Cranston, RI

Other Businesses

1)Wealth and Risk Management Company Inc. - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) - start: 01/2994 2)04/03/2020 - Wealth & Risk Management Company - Non-Variable Insurance - inv rel - at reported business location(s) - start: 06/1989 - 12 hr/mth 3)03/31/2020 - Notary - State of Rhode Island, Non-Inv rel - start: 01/2000

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2014-10-24
S63	Uniform Securities Agent State Law Examination	1989-10-18

S65 Uniform Investment Adviser Law Examination

2014-10-24
S63 Uniform Securities Agent State Law Examination

1989-10-18

Other Names

John Harold Sulyma
John Harold Sulyma

View on SEC IAPD