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Richard Wyman Shea

Vardon Capital, L.L.C.

Morristown, NJ

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Current Employers
Vardon Capital, L.L.C.

Morristown, NJ • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2017-10-04
  • NJ RA
    APPROVED
    Since 2017-10-04

Branch Locations

Morristown, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Vardon Capital, Llc Morristown NJ 08/2009 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-08-28
S63 Uniform Securities Agent State Law Examination 1995-05-12
  • S65 Uniform Investment Adviser Law Examination
    2017-08-28
  • S63 Uniform Securities Agent State Law Examination
    1995-05-12
Other Names
  • Rick Shea
  • Richard Wyman Jr Shea
  • Richard Wyman Shea
  • Richard Wyman Shea, Jr.

View on SEC IAPD

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