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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2009-10-22 |
| OH | RA | APPROVED | 2000-03-23 |
Branch Locations
6636 Longshore Street Suite 280, Dublin, OH 43017 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company, Incorporated | Columbus | OH | 09/1998 | Present |
1. Woods on Seldom Seen Phase III Homeowners Association; 8573 Bakircay Ln, Powell, OH 43065; HOA; Treasurer/Trustee; Pay bill and collection of dues, maintenance, meetings; 01/01/2003; 1 Hour per Week; Not during securities trading hours; Not Investment-Related. 2. Olentangy Liberty High School; Home Rd Powell OH 43065; Education; Fund Raising; Coordinator for Brick Walkway Fundraiser; 02/01/2019; 5.00 Hour(s) Per Week; not during securities trading hours; Not Investment-Related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-07-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-12-18 |
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