Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2013-01-18 |
| TX | RA | APPROVED | 2013-01-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Scottsdale | AZ | 01/2013 | Present |
| Bank Of America, N.A. | Scottsdale | AZ | 01/2013 | Present |
I*3233264 Entity Type: Charitable Name of OBA: Fresh Start Women's Foundation Address: Phoenix, Arizona, 85006 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/01/2026 Number of Hours: 10, Monthly Number of Hours during trading: 8, Monthly Duties: A pillar in the Phoenix community for over 30 years, Fresh Start transforms lives by providing access and resources that help women achieve self-sufficiency and use their strength to thrive. Our work empowers women as they become the hero of their own story, providing wrap-around services and one-on-one support for every step of the journey forward. Promoting the organization in the community. Serving on a committee likely related to the annual gala.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-03-01 |
| S63 | Uniform Securities Agent State Law Examination | 1995-10-06 |
Reach out to this advisor