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Wendy Anne Oldendorf

Ubs Financial Services Inc.

Bloomington, MN

Bloomington, MN

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-12-09
TX RA APPROVED 2007-08-20
  • MN RA
    APPROVED
    Since 2013-12-09
  • TX RA
    APPROVED
    Since 2007-08-20

Branch Locations

8500 Normandale Lake Blvd., Bloomington, MN 55437 • United States

Bloomington, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chip Rice Bc Financial Edina MN 06/1989 Present
Byeslys Burnsville MN 08/1989 Present
Dain Bosworth Incorporated Edina MN 04/1990 Present
Piper Jaffray Inc. Bloomington MN 10/1997 Present
Ubs Financial Services Inc. Bloomington MN 08/2006 Present
  • 06/1989 → Present
    Chip Rice Bc Financial
    Edina, MN
  • 08/1989 → Present
    Byeslys
    Burnsville, MN
  • 04/1990 → Present
    Dain Bosworth Incorporated
    Edina, MN
  • 10/1997 → Present
    Piper Jaffray Inc.
    Bloomington, MN
  • 08/2006 → Present
    Ubs Financial Services Inc.
    Bloomington, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-04-28
S63 Uniform Securities Agent State Law Examination 1989-12-01
  • S66 Uniform Combined State Law Examination
    2007-04-28
  • S63 Uniform Securities Agent State Law Examination
    1989-12-01
Other Names
  • Wendy Anne Wegman

View on SEC IAPD

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BREANNA RUTH JENSEN
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Other Offices

PETROS FAMILY WEALTH, LLC · BLOOMINGTON, MN
JNBA FINANCIAL ADVISORS, LLC · BLOOMINGTON, MN
DEVENIR INVESTMENT ADVISORS, LLC · BLOOMINGTON, MN
REDHAWK WEALTH ADVISORS, INC. · MINNEAPOLIS, MN
WELLS FARGO CLEARING SERVICES, LLC · BLOOMINGTON, MN
ELEVATION POINT WEALTH PARTNERS, LLC · Minneapolis, MN
OSAIC WEALTH, INC. · BLOOMINGTON, MN
LPL FINANCIAL LLC · BLOOMINGTON, MN

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