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David Allan Stern

LPl Financial LLC

Cedar Falls, IA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-06-20
IA RA APPROVED 2022-06-17
  • TX RA
    APPROVED_RES
    Since 2022-06-20
  • IA RA
    APPROVED
    Since 2022-06-17

Branch Locations

Cedar Falls, IA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Brokerage Services, Inc. Waverly IA 08/2000 06/2022
Cuna Mutual Group Waverly IA 08/2000 06/2022
Lpl Financial Llc Cedar Falls IA 06/2022 Present
  • 08/2000 → 06/2022
    Cuna Brokerage Services, Inc.
    Waverly, IA
  • 08/2000 → 06/2022
    Cuna Mutual Group
    Waverly, IA
  • 06/2022 → Present
    Lpl Financial Llc
    Cedar Falls, IA
Previous Registrations
  • 2008-02-01 → 2022-06-06
    Cuna Brokerage Services, Inc.
    Waverly, IA
    Waverly, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 1999-08-10
  • S66 Uniform Combined State Law Examination
    1999-08-10

View on SEC IAPD

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