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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-07-24
CA RA APPROVED 2010-08-25
  • TX RA
    APPROVED_RES
    Since 2023-07-24
  • CA RA
    APPROVED
    Since 2010-08-25

Branch Locations

560 Mission St Floor 22, San Francisco, CA 94105 • United States

50 Rowes Wharf, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc San Francisco CA 08/2010 Present
Jpmorgan Chase Bank Na San Francisco CA 01/2017 Present
  • 08/2010 → Present
    Jpmorgan Securities Llc
    San Francisco, CA
  • 01/2017 → Present
    Jpmorgan Chase Bank Na
    San Francisco, CA
Previous Registrations
  • 2007-03-05 → 2010-08-23
    Thomas Weisel Partners Llc
    London
    San Francisco, CA
  • 2006-10-02 → 2007-02-02
    J.P. Morgan Securities Inc.
    San Francisco, CA
    San Francisco, CA
  • 1997-07-08 → 2004-10-14
    San Francisco, CA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2000-12-28
S63 Uniform Securities Agent State Law Examination 1993-05-27
  • S65 Uniform Investment Adviser Law Examination
    2000-12-28
  • S63 Uniform Securities Agent State Law Examination
    1993-05-27
Other Names
  • Mel Fisher

View on SEC IAPD

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