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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-11-20
  • FL RA
    APPROVED
    Since 2023-11-20

Branch Locations

3825 Pga Boulevard Ste 601, Palm Beach Gardens, FL 33410 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc West Palm Beach FL 05/2009 11/2016
Wells Fargo Clearing Services, Llc West Palm Beach FL 11/2016 11/2023
Wells Fargo Advisors Financial Network, Llc Palm Beach Gardens FL 11/2023 Present
Previous Registrations
  • 2003-07-01 → 2023-11-17
    Palm Beach, FL
    Palm Beach, FL
    Palm Beach, FL
    Palm Beach, FL
    Palm Beach, FL
  • 1999-08-27 → 2003-07-01
    Prudential Equity Group, Llc
    Palm Beach, FL
Other Businesses

GEOMOS LLC, INV RELATED, LAKE CLARKE SHORES, FL, 33.33% OWNER, START: 12/1/2013, 5 HOURS PER MONTH/0 DURING TRADES. RTG FAMILY LIMITED PARTNERSHIP, INV RELATED, LAKE CLARKE SHORES, FL, 33.33% OWNERSHIP, START 6/19/2013, 15 HOURS PER MONTH, 1 HOUR DURING TRADING, HOLDS FAMILY INVESTMENTS AND REAL ESTATE. RICTERA LLC, INV RELATED, LAKE CLARKE SHORES, FL, 33%, START: 1/1/12, 1 HOURS PER MONTH/0 DURING TRADING, HOLD REAL ESTATE; RTG PROPERTIES INC, INV RELATED, LAKE CLARKE SHORES, SL, 33.33% OWNER, START: 12/2013, 5 HOURS PER MONTH/0 DURING TRADING. ABELEINA, INC, NOT INV RELATED, DELRAY BEACH, FL, 9.25% OWNER, START: 1/1/2012, 0 HOURS, DUTIES: INHERITED FAMILY PROPERTY. RENTAL PROPERTY, INV RELATED, DELARY BEACH, FL, 33.33% OWNERSHIP, START 1/1/2013, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, HELD UNDER RICTERA LLC. FINANCIAL FUSION CORP; INV RELATED; PALM BEACH GARDENDS, FL; 100% OWNERSHIP; START DATE 11/1/2023; 2 HOURS PER MONTH; 2 DURING TRADING; FINET PRACTICE. RENTAL PROPERTY, INV RELATED, DELRAY BEACH, FL, 33% OWNERSHIP, START 1/1/12, 1 HR PER MONTH, 0 HRS DURING TRADING; GEORGE GP, LLC ; INV RELATED; PALM BEACH GARDENS, FL; MERCHANT PARTNERSHIP.;90% OWNERSHIP; START DATE: 11/21/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;|

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1999-09-17
S65 Uniform Investment Adviser Law Examination 1999-09-17
  • S63 Uniform Securities Agent State Law Examination
    1999-09-17
  • S65 Uniform Investment Adviser Law Examination
    1999-09-17
Designations
Other Names
  • Joseph M George
  • Joseph George

View on SEC IAPD

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