Marnie Stark

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
NE	RA	APPROVED	2021-01-25
TX	RA	APPROVED_RES	2021-01-21

NE RA
APPROVED

Since 2021-01-25
TX RA
APPROVED_RES

Since 2021-01-21

Branch Locations

8800 Firethorn Lane Suite 200, Lincoln, NE 68520 • United States

Hickman, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc	Lincoln	NE	12/2008	01/2021
Rbc Capital Markets, Llc	Lincoln	NE	01/2021	Present

12/2008 → 01/2021

Ubs Financial Services Inc

Lincoln, NE
01/2021 → Present

Rbc Capital Markets, Llc

Lincoln, NE

Previous Registrations

2008-12-10 → 2021-01-25

Ubs Financial Services Inc.

Lincoln, NE
2008-01-07 → 2008-12-08

Morgan Stanley & Co. Llc

Lincoln, NE

Other Businesses

NAME OF ENTITY: LuckySlims, LLC ADDRESS: 1276 County Road 14 Wahoo NE 68066 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: LLC formed to hold jointly owned vacation home CAPACITY: Owner - Active START DATE: 04.04.17 DUTIES: Decision making of the maintenance of the home HOURS DEVOTED PER MONTH: 0 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2007-12-06
S63	Uniform Securities Agent State Law Examination	2000-09-27

S66 Uniform Combined State Law Examination

2007-12-06
S63 Uniform Securities Agent State Law Examination

2000-09-27

Other Names

Marnie J Harris
Marnie J Obrien
Marnie Jo O'BRien

View on SEC IAPD