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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2013-01-02
  • TN RA
    APPROVED
    Since 2013-01-02

Branch Locations

9724 Kingston Pike Ste. 701, Knoxville, TN 37922 • United States

Crossville, TN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Financial Advisors, Inc. Brentwood TN 08/2010 Present
Cambridge Investment Research Inc Fairfield IA 01/2013 Present
Cambridge Investment Research Advisors Inc Fairfield IA 01/2013 Present
Previous Registrations
  • 2010-09-09 → 2012-12-06
    Brentwood, TN
    Knoxville, TN
  • 2009-12-16 → 2010-09-20
    Osaic Fs, Inc.
    Crossville, TN
    Crossville, TN
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40 HR/WK - 30/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.AFC-MD BENEFITS CONSULTANTS LLC, 125 POINT RD, CROSSVILLE, TN, 5/1996 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 30 HR/WK - 15/TRADING. 3.SLATE, DISHAROON, PARRISH, & ASSOCIATES, LLC, 9724 Kingston Pike, Suite 701, Knoxville TN 37922-3347, United States, 09/29/2025, Investment Advisor Representative, DBA Name, Not Investment Related, 40 HR/MO - 40 HR/MO TRADING 4. AMICABLE CONSUMER SERVICES, INC., 125 Point Road, Crossville TN 38571, United States, 03/06/2009, Providing insurance related services under a prior customer agreement, AMICABLE CONSUMER SERVICES, INC., Not Investment Related, 1 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-11-20
S63 Uniform Securities Agent State Law Examination 2000-02-22
  • S65 Uniform Investment Adviser Law Examination
    2009-11-20
  • S63 Uniform Securities Agent State Law Examination
    2000-02-22

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