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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-08-26
MI RA APPROVED 2013-05-08
  • TX RA
    APPROVED_RES
    Since 2025-08-26
  • MI RA
    APPROVED
    Since 2013-05-08

Branch Locations

333 Bridge Street, Nw Suite 110, Grand Rapids, MI 49504 • United States

Ada, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Grand Rapids MI 07/2008 Present
Tiaa Grand Rapids MI 07/2008 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-10-02
S63 Uniform Securities Agent State Law Examination 1999-01-25
  • S65 Uniform Investment Adviser Law Examination
    2007-10-02
  • S63 Uniform Securities Agent State Law Examination
    1999-01-25

View on SEC IAPD

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