Michael Lee Crifasi

Current Employers

Cei Financial Planning

Milton, GA • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2003-04-30

GA RA
APPROVED

Since 2003-04-30

Branch Locations

Milton, GA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Self Employed	Atlanta	GA	01/1989	Present
Crifasi Enterprises, Inc.	Atlanta	GA	06/1992	Present
Jmc Properties, Inc	Atlanta	GA	02/1985	Present
Kovack Securities Inc.	Atlanta	GA	10/2014	Present
Kovack Advisors, Inc.	Fort Lauderdale	FL	01/2015	Present

01/1989 → Present

Self Employed

Atlanta, GA
06/1992 → Present

Crifasi Enterprises, Inc.

Atlanta, GA
02/1985 → Present

Jmc Properties, Inc

Atlanta, GA
10/2014 → Present

Kovack Securities Inc.

Atlanta, GA
01/2015 → Present

Kovack Advisors, Inc.

Fort Lauderdale, FL

Previous Registrations

2015-01-26 → 2017-08-02

Kovack Advisors, Inc.

Milton, GA

Ft. Lauderdale, FL
2008-09-22 → 2014-12-31

Resource Horizons Investment Advisory, Inc.

Milton, GA

Atlanta, GA
2008-02-15 → 2008-09-25

Woodstock Financial Group, Inc.

Woodstock, GA

Woodstock, GA

Atlanta, GA

Other Businesses

1) CRIFASI ENTERPRISES, INC DBA CEI FINANCIAL PLANNING, 14792 HOPEWELL RD, MILTON, GA, INVESTMENT RELATED, FINANCIAL PLANNING, PRESIDENT, PAID BY FEE INCOME, 40 HOURS/MONTH INCLUDING ALL TRADING HOURS, SINCE 1981. 2) CEI FINANCIAL PLANNING, INVESTMENT RELATED, PRESIDENT AND INVESTMENT ADVISOR, PAID THROUGH FEES, ALL TRADING HOURS/MONTH, SINCE 1982. 3) FIXED INSURANCE SALES - 14792 HOPEWELL RD, MILTON, GA 30004; FIXED INSURANCE: HEALTH, LTC, DISABILITY, LIFE, AND FIXED ANNUITIES; NON INVESTMENT RELATED; AGENT; SALES; 5% OF TIME SPENT 4) JMC PROPERTIES, NON-INVESTMENT RELATED, PRESIDENT, DAY TO DAY MANAGEMENT OF PROPERTIES, SALARIED, 320 HOURS/MONTH WITH 300 TRADING HOURS/MONTH, SINCE 1985. 5) MICHAEL L CRIFASI, NOT INVESTMENT RELATED, PERSONAL RENTAL PROPERTIES, OWNER/LANDLORD, 15 TO 20 HOURS/MONTH WHICH INCLUDES 5 TO 10 TRADING HOURS, SINCE 1980. 6) THE MATTHEW S LIPMAN MAY 1, 2006 TRUST, TB LEONARD, TTE, 27 WOODCREST AVE, SHORT HILLS, NJ, TRUSTEE, INVESTMENT RELATED, MANAGE TRUST, PAID BY 1% EOY BALANCE, 5 TO 8 HOURS/MONTH WHICH ARE ALL TRADING HOURS., SINCE 2013. 7) RENTAL PROPERTY; REAL ESTATE RENTAL; NON INVESTMENT RELATED; OWNER - SPOUSE; MANAGE PROPERTY; 10% OF TIME SPENT 8) FUEL CELL TECHNOLOGY, INC. (FCET) - 1370 UNION HILL INDUSTRIAL CT., STE. F ALPHARETTA, GA 30004; PROPRIETARY SOLID STATE FUEL CELL; NON INVESTMENT RELATED; CORPORATE ADVISOR; PROVIDE POLITICAL AND OTHER ADVICE AS NEEDED; 5% OF TIME SPENT

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-05-15
S63	Uniform Securities Agent State Law Examination	1989-10-13

S65 Uniform Investment Adviser Law Examination

1992-05-15
S63 Uniform Securities Agent State Law Examination

1989-10-13

Other Names

Mike Crifasi
Michael L Crifasi

View on SEC IAPD