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Michael Nader Tahbaz

LPl Financial LLC

Rollinghills Estates, CA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2004-01-23
  • CA RA
    APPROVED
    Since 2004-01-23

Branch Locations

777 Silver Spur Rd Ste 129, Rollinghills Estates, CA 90274-3627 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco Private Ledger Rancho Palos Verdes CA 10/2001 Present
  • 10/2001 → Present
    Linsco Private Ledger
    Rancho Palos Verdes, CA
Other Businesses

1. 11/6/2013 - REAL ESTATE RENTAL - SINGLE FAMILY RESIDENCE, NO LPL OR BUSINESS RELATIONS WITH THE RENTERS. - TIME SPENT 1% - HARBOR CITY, CA.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-07-15
S63 Uniform Securities Agent State Law Examination 1991-01-18
  • S66 Uniform Combined State Law Examination
    2002-07-15
  • S63 Uniform Securities Agent State Law Examination
    1991-01-18
Other Names
  • Nader Michael Tahbaz

View on SEC IAPD

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