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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-12-01 |
| TX | RA | APPROVED_RES | 2023-12-01 |
Branch Locations
1255 Treat Blvd. Suite 300, Walnut Creek, CA 94597 • United States
Antioch, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| H. Beck, Inc. | Bethesda | MD | 05/2013 | 10/2020 |
| The Investment Center Inc | Walnut Creek | CA | 10/2020 | 12/2023 |
| Ic Advisory Services Inc | Walnut Creek | CA | 10/2020 | 12/2023 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 12/2023 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 12/2023 | Present |
1) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 12/2023, ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING. 2) DENNIS GOINS, 1255 Treat Blvd., Suite 300, Walnut Creek CA 94597, United States, 12/01/2023, Agent, Insurance/Benefits/Human Resources, NIR, 10 HR/MO, 4 HR/MO TRADING. 3) DENNIS GOINS & ASSOCIATES, 1255 Treat Blvd., Suite 300, Walnut Creek CA 94597, United States, 12/05/2023, Owner, Owner/Partner of a Business Entity, NIR, 20 HR/MO, 5 HR/MO TRADING. 4) DENNIS GOINS & ASSOCIATES, 1255 Treat Blvd. Suite 300, Walnut Creek CA 94597, United States, 12/01/2023, IAR, DBA Name, INV REL, 160 HR/MO, 120 HR/MO TRADING.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2000-12-05 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-28 |
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