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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2021-06-16
  • PA RA
    APPROVED
    Since 2021-06-16

Branch Locations

150 N Radnor Chester Rd Ste A-100 [L5-Rbo], Radnor, PA 19087 • United States

1800 Oregon Pike, Lancaster, PA 17601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wachovia Bank, N.A. Reading PA 11/2006 Present
Wells Fargo Advisors Llc Quarryville PA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Quarryville PA 11/2016 Present
  • 11/2006 → Present
    Wachovia Bank, N.A.
    Reading, PA
  • 05/2009 → 11/2016
    Wells Fargo Advisors Llc
    Quarryville, PA
  • 11/2016 → Present
    Quarryville, PA
Other Businesses

ZION LUTHERAN CHURCH, INV RELATED, LEOLA, PA, FINANCE COMMITTEE MEMBER, START: 5/1/2018, 2 HOURS PER MONTH/0 DURING TRADING, DUTIES: WORK ON BUDGET

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-02-05
S63 Uniform Securities Agent State Law Examination 2007-01-13
  • S66 Uniform Combined State Law Examination
    2021-02-05
  • S63 Uniform Securities Agent State Law Examination
    2007-01-13
Other Names
  • Tony Calderone

View on SEC IAPD

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