Best Investors
Account
Sign in
Best Investors
Account
Sign in
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2022-05-11 |
| NM | RA | APPROVED | 2019-10-07 |
| TX | RA | APPROVED_RES | 2019-10-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Santa Fe | NM | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Santa Fe | NM | 11/2016 | 10/2019 |
| Wells Fargo Advisors Financial Network, Llc | Albuquerque | NM | 10/2019 | Present |
VALLECITO HOMEOWNER'S ASSSOCIATION; NOT INVESTMENT RELATED; SANTE FE, NM; START DATE 12/15/2012; 1 HOUR PER MONTH; 0 DURING TRADING; DUTIES ARE ATTENDING QUATERLY MEETINGS AND VOTING TO APPROVE MANAGMENT ACTIVITIES. THE SANDPIPER MANAGEMENT GROUP, LLC, INVT RELATED, SANTA FE, NM, 100% OWNERSHIP, START DATE 10/1/2019, 40 HRS PER MONTH, 25 HRS DURING TRADING, FINET PRACTICE.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2007-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-07 |
Reach out to this advisor