Steven John Greco

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
OK	RA	APPROVED	1999-08-13
TX	RA	APPROVED_RES	1995-01-26
CT	RA	APPROVED	1991-09-09

OK RA
APPROVED

Since 1999-08-13
TX RA
APPROVED_RES

Since 1995-01-26
CT RA
APPROVED

Since 1991-09-09

Branch Locations

One State Street Suite 1600, Hartford, CT 06103 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Painewebber, Inc.	Hartford	CT	06/1989	Present
Ubs Financial Services Inc.	Hartford	CT	06/1989	Present

06/1989 → Present

Painewebber, Inc.

Hartford, CT
06/1989 → Present

Ubs Financial Services Inc.

Hartford, CT

Other Businesses

Steven j. Greco DBA Charter Oak Trading / 12 Olde Flatbrook Rd. (my home)East HamptonCT06424 / Retailers (Apparel, Food, General) / Reseller on EBay / Proprietor / owner / Acquire, list and ship sold items. / 4/1/2022

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1995-08-16
S63	Uniform Securities Agent State Law Examination	1989-10-04

S65 Uniform Investment Adviser Law Examination

1995-08-16
S63 Uniform Securities Agent State Law Examination

1989-10-04