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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2023-08-04 |
Branch Locations
500 Lake Cook Road Suite 135 [Satellite], Deerfield, IL 60015 • United States
10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Skokie | IL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Skokie | IL | 11/2016 | 08/2023 |
| Wells Fargo Advisors Financial Network, Llc | Deerfield | IL | 08/2023 | Present |
RENTAL PROPERTY; INV. RELATED; CHICAGO,IL; 100% OWNERSHIP; START DATE 01/06/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; OWNER. JJT31, LLC; INV. RELATED; CHICAGO,IL; 100% OWNERSHIP; START DATE 01/06/2022; NUMBER OF HOURS PER MONTH 1; NUMBER OF HOURS DURING TRADING 0; RENTAL PROPERTY MANAGEMENT. DUBROW BRODY WEALTH MANAGEMENT , INVT RELATED, DEERFIELD, IL, 100% OWNERSHIP, START DATE 3/31/2023, 4 HRS PER MONTH, 0 HRS DURING TRADING, TRANSITIONING TO FINET.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-12-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-25 |
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