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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2015-02-25 |
| CA | RA | APPROVED | 2006-02-07 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | San Jose | CA | 02/2006 | Present |
(1) 1/10/2012 - NON-VARIABLE INSURANCE DBA - SEQUOIA WEALTH ADVISORS & INVESTMENT MANAGEMENT, INC. - TIME SPENT 100% (2) 04/18/13 - REAL ESTATE RENTAL - RURAL PROPERTY IN CALCA,PERU ONE ACRE RENTED FOR AGRICULTURAL USE (3) 08/14/2014 - MY SELF - REAL ESTATE RENTAL - MY SIBLINGS AND I GOT AN ADVANCED INHERITANCE AND AS A RESULT WE INVESTED IT IN A PROPERTY.- 1 HR PER MON - MODESTO, CA
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 1989-11-09 |
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