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Current Employers
Ascensus Investment Advisors, Llc

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2024-07-17
  • MA RA
    APPROVED
    Since 2024-07-17

Branch Locations

140 Kendrick Street Building C Floor 3 Suite C320, Needham, MA 02494 • United States

Leesburg, VA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Newport Group Securities, Inc Lake Mary FL 04/2011 09/2023
Newport Group, Inc. Dresher PA 04/2016 09/2023
Newport Group Consulting, Llc Lake Mary FL 01/2018 Present
Ascensus Broker Dealer Services, Llc Dresher PA 08/2023 Present
  • 04/2011 → 09/2023
    Newport Group Securities, Inc
    Lake Mary, FL
  • 04/2016 → 09/2023
    Newport Group, Inc.
    Dresher, PA
  • 01/2018 → Present
    Lake Mary, FL
  • 08/2023 → Present
    Ascensus Broker Dealer Services, Llc
    Dresher, PA
Previous Registrations
  • 2018-01-08 → 2024-07-22
    Dallas, TX
    Lake Mary, FL
    Highland Village, TX
    Leesburg, VA
  • 2011-05-19 → 2017-12-22
    Newport Group Securities, Inc.
    Dallas, TX
    Lake Mary, FL
    Lake Mary, FL
    Lake Mary, FL
    Dallas, TX
    Dallas, TX
    Highland Village, TX
  • 2002-05-17 → 2003-06-11
    E*Trade Advisory Services, Inc.
    Euless, TX
Other Businesses

1. Nu Skin Brand Affiliate as of October 5, 2021, Corporate Office: 75 West Center, Provo, UT 84601, not investment-related, commission on product sales, 20 hours per month/0 hours during securities trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2002-04-30
S63 Uniform Securities Agent State Law Examination 1999-07-30
  • S65 Uniform Investment Adviser Law Examination
    2002-04-30
  • S63 Uniform Securities Agent State Law Examination
    1999-07-30
Other Names
  • Erin E. Walters
  • Erin E Walters

View on SEC IAPD

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