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1345 Avenue Of The Americas, New York, NY 10105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
Branch Locations
275 Battery Street Suite 700, San Francisco, CA 94111 • United States
Corte Madera, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 09/1999 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 09/1999 | Present |
1) BOARD MEMBER/OFFICER/DIRECTOR - ROTARY CLUB OF TERRA LINDA FOUNDATION, 3) Owner of rental house Owner and manager 1557 Garfield Court, Rohnert Park, CA Start: 09/04/2016 4) VARIOUS OUTSIDE INSURANCE COMPANIES
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1997-10-20 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-19 |
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