Ana Delia Swedberg

Rbc Capital Markets, LLC

Claim This Profile

Current Employers

Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

Authority	Category	Status	Date
PA	RA	APPROVED	2017-04-07
TX	RA	APPROVED	2017-04-07

PA RA
APPROVED

Since 2017-04-07
TX RA
APPROVED

Since 2017-04-07

Branch Locations

300 State Street Suite 101, Erie, PA 16507-1428 • United States

Erie, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Rbc Capital Markets, Llc	Erie	PA	07/2011	Present

07/2011 → Present

Rbc Capital Markets, Llc

Erie, PA

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-04-07
S63	Uniform Securities Agent State Law Examination	2004-06-01

S66 Uniform Combined State Law Examination

2017-04-07
S63 Uniform Securities Agent State Law Examination

2004-06-01

Other Names

Ana Delia Swedberg
Ana Delia Whitestone
Ana Delia Shank

View on SEC IAPD

Other Firms

WEDGEWOOD INVESTORS INC

EQUITABLE ADVISORS, LLC

UBS FINANCIAL SERVICES INC.

WELLS FARGO CLEARING SERVICES, LLC

GLADSTONE WEALTH PARTNERS

EVIDENT FINANCIAL

ARKADIOS WEALTH ADVISORS

Other Investors

WILLIAM JOSEPH VITRON

JASON PETER KUILMAN

Kody Michael Rinkevich

Seth Austin Faulkner

Owen Joshua Jefferson

KELLI ANN MILLIN

Other Offices

WEDGEWOOD INVESTORS INC · ERIE, PA

EQUITABLE ADVISORS, LLC · ERIE, PA

UBS FINANCIAL SERVICES INC. · ERIE, PA

WELLS FARGO CLEARING SERVICES, LLC · ERIE, PA

GLADSTONE WEALTH PARTNERS · Erie, PA

MORGAN STANLEY · ERIE, PA

UBS FINANCIAL SERVICES INC. · ERIE, PA

GLADSTONE WEALTH PARTNERS · Erie, PA

More in Erie, PA

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor