Abril Patricia Azmi

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2021-02-25
TX	RA	APPROVED_RES	2013-02-07
MD	RA	APPROVED	2008-05-14

VA RA
APPROVED

Since 2021-02-25
TX RA
APPROVED_RES

Since 2013-02-07
MD RA
APPROVED

Since 2008-05-14

Branch Locations

Vienna, VA • United States

7501 Wisconsin Ave, Bethesda, MD 20814 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Bethesda	MD	05/2008	Present

05/2008 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bethesda, MD

Previous Registrations

2007-04-02 → 2008-05-15

Morgan Stanley & Co. Llc

Potomac, MD
2006-05-23 → 2007-04-02

Morgan Stanley Dw Inc.

Potomac, MD

Potomac, MD

Other Businesses

I*4565318 Entity Type: Entity For Profit Name of OBA: Don't have a name yet Address: Vienna, Virginia, 22182 Investment Related: No Position, Title, Association: Officer,Employee Employee Start Date: 06/01/2026 Number of Hours: 2, Weekly Number of Hours during trading: 0, Weekly Duties: My husband and I are planning on opening a corporation to invest in real estate flipping properties - buying, improving and selling homes. I will be the secretary - my husband will do the rest of the work.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2006-05-22
S63	Uniform Securities Agent State Law Examination	1993-11-18

S65 Uniform Investment Adviser Law Examination

2006-05-22
S63 Uniform Securities Agent State Law Examination

1993-11-18

Other Names

Abril Patricia Azucena

View on SEC IAPD