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David Alexander Sweeney

Wedbush Securities Inc.

Melville, NY

New York, NY

Radnor, PA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-08-19
CA RA APPROVED 2020-09-11
  • NY RA
    APPROVED
    Since 2021-08-19
  • CA RA
    APPROVED
    Since 2020-09-11

Branch Locations

Melville, NY • United States

142 West 57Th Street 12Th Fl, New York, NY 10019 • United States

170 Radnor Chester Road, Suite 101, Radnor, PA 19087 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc New York NY 05/2011 09/2020
Wedbush Securities Inc. New York NY 09/2020 Present
  • 05/2011 → 09/2020
    Stifel Nicolaus & Co Inc
    New York, NY
  • 09/2020 → Present
    Wedbush Securities Inc.
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1995-08-14
S63 Uniform Securities Agent State Law Examination 1989-09-20
  • S65 Uniform Investment Adviser Law Examination
    1995-08-14
  • S63 Uniform Securities Agent State Law Examination
    1989-09-20

View on SEC IAPD

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