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Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KS | RA | APPROVED | 2024-12-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| World Equity Group | Greenleaf | KS | 03/2014 | 02/2018 |
| Sanctuary Securities, Inc. | Northbrook | IL | 02/2018 | Present |
| Sanctuary Advisors Llc | Northbrook | IL | 12/2024 | Present |
1. USD 108 ENDOWMENT 115 NORTH D STREET WASHINGTON, KS 66968- BOARD MEMBER - NOT INVESTMENT RELATED - NO COMPENSATION 2. SIMMONS HOSPITALITY 2241 13TH RD GREENLEAF, KS 66943 - OWNER - NOT INVESTMENT RELATED - COMPENSATION =RENTAL INCOME 3. LOGAN TOWNSHIP CLERK/TRUSTEE 2241 13TH RD GREENLEAF, KS - CLERK/TTEE - NOT INVESTMENT RELATED - NO COMPENSATION 4. C3 DEVICE PARTNERS - MEDICAL TECHNOLOGY PRIVATE INVESTMENT- DALLAS, TX - INVESTOR - NO COMPENSATION 5. Name: Ohlde Dairy Position: Board Member Nature: Family farm consisting of a large amount of crops and three dairy facilities where they milk cows Investment Related: No Hours: 2 Securities Trading Hours: 0 Start Date: 03/04/2022 Address: 1814 9th rd, Linn KS 66953, United States Additional Info: Description: Review compensation, evaluate and review the books, keep CEO accountable
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-12-07 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-26 |
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