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Joanne Audrey-Fleurot Galligan

Wedbush Securities Inc.

Lake Oswego, OR

Pasadena, CA

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Current Employers
Wedbush Securities Inc.

Attn: Compliance Dept. 225 S. Lake Ave Penthouse, Pasadena, CA 91101 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2011-02-23
  • OR RA
    APPROVED
    Since 2011-02-23

Branch Locations

5885 Sw Meadows Road Ste 150, Lake Oswego, OR 97035 • United States

225 S Lake Ave Penthouse, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wedbush Securities Inc Lake Oswego OR 02/2011 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2011-07-15
S66 Uniform Combined State Law Examination 2003-09-23
S63 Uniform Securities Agent State Law Examination 1990-01-22
  • S65 Uniform Investment Adviser Law Examination
    2011-07-15
  • S66 Uniform Combined State Law Examination
    2003-09-23
  • S63 Uniform Securities Agent State Law Examination
    1990-01-22
Other Names
  • Joanne Audrey Loranger
  • Joanne Welch
  • Joanne Audrey Welch

View on SEC IAPD

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