Tracy Lynn Shore

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2009-06-02

TX RA
APPROVED_RES

Since 2009-06-02

Branch Locations

14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith, Inc.	Scottsdale	AZ	12/1994	Present

12/1994 → Present

Merrill Lynch, Pierce, Fenner & Smith, Inc.

Scottsdale, AZ

Other Businesses

I*2130278, Entity Type: Fiduciary, Name of OBA: C A C Trust, Address: Sun City, Arizona, 85351, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 16-Dec-2024, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties: I*2187277, Entity Type: , Name of OBA: C A C Trust, Address: Sun City, Arizona, 85351, Investment Related: N, Position, Title, Association: Trustee, Employee State Date: 03-Feb-2025, No Hours: 1 Yearly, No Hours during Trading: 0 Yearly, Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-04-14
S63	Uniform Securities Agent State Law Examination	2000-03-14

S66 Uniform Combined State Law Examination

2000-04-14
S63 Uniform Securities Agent State Law Examination

2000-03-14

Other Names

Tracy Lynn Colglazier
Tracy Lynn Shore
Tracy Lynn Colglazier

View on SEC IAPD