Alan David Luttman

Current Employers

Employment History

• 11/2008 → 10/2016
  Berthel Fisher & Company Financial Services, Inc.
  Minneapolis, MN
• 10/2016 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 01/2015 → Present
  Strategic Investment Partners
  Minneapolis, MN
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 09/2024 → Present
  Luttman Properties Llc
  Minneapolis, MN

Previous Registrations

• 2008-11-19 → 2016-10-12
  Berthel, Fisher & Company Financial Services, Inc.
  Minneapolis, MN
• 2008-04-15 → 2008-12-12
  Prospera Financial Services, Inc.
  Dallas, TX
  Minneapolis, MN
  Minneapolis, MN
  Minneapolis, MN
• 2001-09-20 → 2008-04-01
  Networth Asset Management, Inc
  Marco Island, FL

Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 10/2016 APX NUMBER OF HOURS PER WEEK: VARIES APX NUMBER OF HOURS DURING TRADING HOURS: VARIES POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, ANNUITIES AND LONG TERM CARE 2. NAME OF OTHER BUSINESS: SIP PROPERTIES, LLC INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: LLC FOR OFFICE BUILDING POSITION/TITLE/RELATIONSHIP: OWNER START DATE: 3/2008 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWNER DUTIES 3. NAME OF OTHER BUSINESS: SIP WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: GENERAL INSURANCE AGENCY START DATE: 01/2015 APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: 3 BRIEF DESCRIPTION OF DUTIES: MANAGER / AGENT 4. NAME OF OTHER BUSINESS: SIP ENTERPRISES INVESTMENT RELATED: NO ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: PARTNERSHIP START DATE: 2006 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: OWNERSHIP DUTIES 5. NAME OF OTHER BUSINESS: MONEY MATTERS WITH AL AND MIKE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: RADIO SHOW START DATE: 03/2010 APX NUMBER OF HOURS PER WEEK: 4 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: CO-HOST FOR WEEKLY FINANCIAL RADIO SHOW 6. NAME OF OTHER BUSINESS: NORTHDALE COMMON TOWNOFFICE PARK, INC. INVESTMENT RELATED: NO ADDRESS: MINNEAPOLIS, MN NATURE OF BUSINESS: ASSOCIATION START DATE: 2008 APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL BRIEF DESCRIPTION OF DUTIES: PRESIDENT OF ASSOCIATION OF OFFICE BUILDING 7.NAME OF OTHER BUSINESS: STRATEGIC INVESTMENT PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: SECURITIES BUSINESS START DATE: 1/2015 APX NUMBER OF HOURS PER WEEK: 20 APX NUMBER OF TRADING HOURS PER WEEK: 20 POSITION/TITLE/RELATIONSHIP: MANAGER & AGENT BRIEF DESCRIPTION OF DUTIES: DBA FOR SECURITIES BUSINESS; 8. NAME OF OTHER BUSINESS: LUTTMAN PROPERTIES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: REAL ESTATE; START DATE: 9/2024; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER/OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LLC FOR PURCHASE OF REAL ESTATE;

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-06-22
• S63 Uniform Securities Agent State Law Examination
  1993-06-14

Other Names

• Alan D Luttman