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Mauricio Pedro Sanchez

Morgan Stanley

Miami, FL

Miami, FL

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-29
FL RA APPROVED 2021-03-03
  • TX RA
    APPROVED
    Since 2021-04-29
  • FL RA
    APPROVED
    Since 2021-03-03

Branch Locations

200 South Biscayne Boulevard, Suite 1100 Pwm - Latin America, Miami, FL 33131 • United States

200 S. Biscayne Blvd., Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Miami FL 10/2013 11/2016
Wells Fargo Clearing Services, Llc Miami FL 11/2016 03/2021
Morgan Stanley Smith Barney Llc Miami FL 03/2021 Present
  • 10/2013 → 11/2016
    Wells Fargo Advisors, Llc
    Miami, FL
  • 11/2016 → 03/2021
    Miami, FL
  • 03/2021 → Present
    Morgan Stanley Smith Barney Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-08-12
  • S66 Uniform Combined State Law Examination
    2013-08-12
Other Names
  • Mauricio Sanchez
  • Mauricio Pedro Sanchez
  • Mauricio Pedro Sanchez Mendez

View on SEC IAPD

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