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33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MS | RA | APPROVED | 2025-01-24 |
| FL | RA | APPROVED | 2025-01-01 |
| AL | RA | APPROVED | 2023-12-26 |
| NC | RA | APPROVED | 2020-03-12 |
| GA | RA | APPROVED | 2020-03-02 |
| MO | RA | APPROVED | 2020-03-02 |
| PA | RA | APPROVED | 2020-03-02 |
Branch Locations
5900 Bird Road, Miami, FL 33155 • United States
140 N. Federal Hwy, Boca Raton, FL 33432 • United States
1255 Tamiami Trail, Port Charlotte, FL 33953 • United States
632 S. Federal Highway, Fort Lauderdale, FL 33301 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cetera Financial Specialists Llc | Schaumburg | IL | 07/2003 | 02/2020 |
| Compass Advisory Group, Llc | Boca Raton | FL | 06/2003 | 02/2020 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 12/2003 | 02/2020 |
| Compass Employee Benefits Group, Llc | Boca Raton | FL | 01/2006 | 02/2020 |
| Synovus Securities, Inc. | Boca Raton | FL | 02/2020 | Present |
| Synovus Bank | Boca Raton | FL | 02/2020 | 12/2025 |
| Pinnacle Bank | Boca Raton | FL | 01/2026 | Present |
FAMILIES FIRST OF PALM BEACH COUNTY, NON-INVESTMENT RELATED, WEST PALM BEACH, FL., NON-PROFIT, FOUNDATION BOARD MEMBER AND OFFICER, START DATE 7/01/2013, 2-4 HRS/MO; 1 HR DURING TRADING; BOARD DUTIES, TREASURER DUTIES, AND OVERALL ORGANISATION DESCRIPTION, NO COMPENSATION INDEPENDENT INSURANCE AGENT - START DATE: 07/03/2003 - RESIDUALS FROM OLD DISABILITY INSURANCE AND LTC POLICIES - MEMBER - 0 HRS/MO; 0 HRS DURING TRADING - INVESTMENT RELATED - COMMSSION RECEIVED FROM VARIOUS INSURANCE AND ANNUITY CARRIERS - WILL RECEIVE RESIDUAL ONLY INSURANCE COMMISSIONS, RENEWAL FEES, ETC. FOR EXISTING BUSINESS TRANSACTED PRIOR TO 02/28/2020 ONLY.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 2001-05-19 |
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