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Current Employers
Synovus Securities, Inc.

33 West 14Th Street 3Rd Floor, Columbus, GA 31901 • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2025-01-24
FL RA APPROVED 2025-01-01
AL RA APPROVED 2023-12-26
NC RA APPROVED 2020-03-12
GA RA APPROVED 2020-03-02
MO RA APPROVED 2020-03-02
PA RA APPROVED 2020-03-02
  • MS RA
    APPROVED
    Since 2025-01-24
  • FL RA
    APPROVED
    Since 2025-01-01
  • AL RA
    APPROVED
    Since 2023-12-26
  • NC RA
    APPROVED
    Since 2020-03-12
  • GA RA
    APPROVED
    Since 2020-03-02
  • MO RA
    APPROVED
    Since 2020-03-02
  • PA RA
    APPROVED
    Since 2020-03-02

Branch Locations

5900 Bird Road, Miami, FL 33155 • United States

140 N. Federal Hwy, Boca Raton, FL 33432 • United States

1255 Tamiami Trail, Port Charlotte, FL 33953 • United States

632 S. Federal Highway, Fort Lauderdale, FL 33301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cetera Financial Specialists Llc Schaumburg IL 07/2003 02/2020
Compass Advisory Group, Llc Boca Raton FL 06/2003 02/2020
Cetera Investment Advisers Llc Schaumburg IL 12/2003 02/2020
Compass Employee Benefits Group, Llc Boca Raton FL 01/2006 02/2020
Synovus Securities, Inc. Boca Raton FL 02/2020 Present
Synovus Bank Boca Raton FL 02/2020 12/2025
Pinnacle Bank Boca Raton FL 01/2026 Present
  • 07/2003 → 02/2020
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 06/2003 → 02/2020
    Compass Advisory Group, Llc
    Boca Raton, FL
  • 12/2003 → 02/2020
    Schaumburg, IL
  • 01/2006 → 02/2020
    Compass Employee Benefits Group, Llc
    Boca Raton, FL
  • 02/2020 → Present
    Boca Raton, FL
  • 02/2020 → 12/2025
    Synovus Bank
    Boca Raton, FL
  • 01/2026 → Present
    Pinnacle Bank
    Boca Raton, FL
Previous Registrations
  • 2003-12-10 → 2020-03-04
    Boca Raton, FL
    Miami, FL
    Miami Lakes, FL
    Boca Raton, FL
    Boca Raton, FL
    Miami, FL
  • 2004-02-25 → 2006-12-31
    Compass Advisory Group, Llc
    Miami Lakes, FL
  • 2004-02-25 → 2005-12-31
    Compass Advisory Group, Llc
  • 2004-02-25 → 2004-12-31
    Compass Advisory Group, Llc
    Miami Lakes, FL
Other Businesses

FAMILIES FIRST OF PALM BEACH COUNTY, NON-INVESTMENT RELATED, WEST PALM BEACH, FL., NON-PROFIT, FOUNDATION BOARD MEMBER AND OFFICER, START DATE 7/01/2013, 2-4 HRS/MO; 1 HR DURING TRADING; BOARD DUTIES, TREASURER DUTIES, AND OVERALL ORGANISATION DESCRIPTION, NO COMPENSATION INDEPENDENT INSURANCE AGENT - START DATE: 07/03/2003 - RESIDUALS FROM OLD DISABILITY INSURANCE AND LTC POLICIES - MEMBER - 0 HRS/MO; 0 HRS DURING TRADING - INVESTMENT RELATED - COMMSSION RECEIVED FROM VARIOUS INSURANCE AND ANNUITY CARRIERS - WILL RECEIVE RESIDUAL ONLY INSURANCE COMMISSIONS, RENEWAL FEES, ETC. FOR EXISTING BUSINESS TRANSACTED PRIOR TO 02/28/2020 ONLY.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2003-11-24
S63 Uniform Securities Agent State Law Examination 2001-05-19
  • S65 Uniform Investment Adviser Law Examination
    2003-11-24
  • S63 Uniform Securities Agent State Law Examination
    2001-05-19
Other Names
  • Pedro Luis Zamora

View on SEC IAPD

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