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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2015-07-23 |
Branch Locations
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
1301 Second Ave Suite 2650, Seattle, WA 98101 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hightower Securities, Llc | Seattle | WA | 07/2015 | Present |
| Hightower Advisors, Llc | Seattle | WA | 07/2015 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-05 |
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