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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2019-11-21
CT RA APPROVED 2018-05-14
  • TX RA
    APPROVED
    Since 2019-11-21
  • CT RA
    APPROVED
    Since 2018-05-14

Branch Locations

1090 Post Road East, Westport, CT 06880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mfs Fund Distributors, Inc. Boston MA 03/1998 06/2017
Jpmorgan Chase Bank, N.A. Westport CT 04/2018 Present
.P. Morgan Securities Llc Westport CT 04/2018 Present
Unemployed Ridgefield CT 07/2017 04/2018
  • 03/1998 → 06/2017
    Mfs Fund Distributors, Inc.
    Boston, MA
  • 04/2018 → Present
    Jpmorgan Chase Bank, N.A.
    Westport, CT
  • 04/2018 → Present
    .P. Morgan Securities Llc
    Westport, CT
  • 07/2017 → 04/2018
    Unemployed
    Ridgefield, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-05-08
S63 Uniform Securities Agent State Law Examination 1989-09-22
  • S65 Uniform Investment Adviser Law Examination
    2018-05-08
  • S63 Uniform Securities Agent State Law Examination
    1989-09-22
Other Names
  • Eric Leon Picard

View on SEC IAPD

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