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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-11-21 |
| CT | RA | APPROVED | 2018-05-14 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mfs Fund Distributors, Inc. | Boston | MA | 03/1998 | 06/2017 |
| Jpmorgan Chase Bank, N.A. | Westport | CT | 04/2018 | Present |
| .P. Morgan Securities Llc | Westport | CT | 04/2018 | Present |
| Unemployed | Ridgefield | CT | 07/2017 | 04/2018 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-05-08 |
| S63 | Uniform Securities Agent State Law Examination | 1989-09-22 |
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