Jeffrey Reed Nesseth

Current Employers

Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2023-08-08
TX	RA	APPROVED_RES	2012-09-07

SC RA
APPROVED

Since 2023-08-08
TX RA
APPROVED_RES

Since 2012-09-07

Branch Locations

Seneca, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Independent Financial Group Llc	Dunwoody	GA	10/2011	Present

10/2011 → Present

Independent Financial Group Llc

Dunwoody, GA

Previous Registrations

2011-07-18 → 2011-10-26

Cl Wealth Management Llc

Schaumburg, IL
2009-01-28 → 2011-09-30

Fiduciary Solutions, Llc

Roseville, CA
2011-02-28 → 2011-06-23

Girard Securities, Inc.

Atlanta, GA
2011-02-02 → 2011-02-11

Qa3 Financial Llc

Atlanta, GA

Omaha, NE

Other Businesses

(1) CONSULTING POSITION: Officer/Director NATURE: Consulting Services INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 09/01/2003 ADDRESS: 418 E Waterside Drive, Seneca SC 29672, United States DESCRIPTION: (3) BUSINESS CONSULTANT PROVIDING BUSINESS CONSULTING SERVICES OUTSIDE THE SCOPE OF THE ADVISOR/CLIENT RELATIONSHIP FOR A FEE AND/OR REFERRAL FEE SINCE 2011. NON-INVESTMENT RELATED. APPROXIMATELY 1% TIME SPENT. BUSINESS CONDUCTED AT OFFICE ADDRESS OF RECORD. Also sell Health Insurance thru this consulting (2) MAIN STREET INVESTMENT MANAGEMENT POSITION: Officer/Director NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 09/01/2003 ADDRESS: 6417 Rockbluff Circle, Plano TX 75024, United States DESCRIPTION: 100% OWNER OF DBA USED FOR MARKETING PURPOSES (3) FOOD SERVICE POSITION: Officer/Director NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 08/17/2020 ADDRESS: 6417 Rockbluff Circle, Plano TX 75024, United States DESCRIPTION: Head Cook and Marketing guy (4) US PREVENTIVE MEDICINE POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2015 ADDRESS: 6417 Rockbluff Circle, Plano TX 75024, United States DESCRIPTION: MEMBER OF THE BOARD OF DIRECTORS (5) ICEBERG COOLERS POSITION: Agent/Representative NATURE: Other: INVESTMENT RELATED: No NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 8 START DATE: 05/01/2021 ADDRESS: 6417 Rockbluff Circle, Plano TX 75024, United States DESCRIPTION: Working to help sell the IceBurg Cooler at sporting events and to Car Dealers (6) COLLINS CHILDREN HOME POSITION: Board Member NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 2 START DATE: 04/01/2024 ADDRESS: 110 Collins Home Drive, Seneca SC 29672, United States DESCRIPTION: Active member on the Board (7) HOA WATERSIDE CROSSING POSITION: Officer/Director NATURE: Board Member or Officer (Profit or Non-Profit) INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2026 ADDRESS: , SC , United States DESCRIPTION: Board Member of HOA

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-12-19
S63	Uniform Securities Agent State Law Examination	1990-05-09

S65 Uniform Investment Adviser Law Examination

2008-12-19
S63 Uniform Securities Agent State Law Examination

1990-05-09

Other Names

Jeffrey Nesseth

View on SEC IAPD