Best Investors Account Sign in
Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-09-05
  • TX RA
    APPROVED
    Since 2025-09-05

Branch Locations

3200 Olympus Blvd Suite 100, Dallas, TX 75019 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Co Addison TX 02/2015 05/2022
Park Avenue Securities Llc Addison TX 02/2015 05/2022
Phipps Properties Hurst TX 01/2014 06/2022
Avantax Investment Services, Inc. Dallas TX 09/2022 09/2025
Avantax Advisory Services Dallas TX 09/2022 09/2025
Cetera Investment Services Llc Saint Cloud MN 08/2024 Present
Cetera Financial Specialists Llc Schaumburg IL 08/2024 Present
Cetera Advisors Llc Greenwood Village CO 08/2024 Present
Cetera Wealth Services, Llc El Segundo CA 08/2024 Present
Avantax Insurance Agency And/Or Avantax Insurance Services. Dallas TX 09/2022 09/2025
Cetera Wealth Services, Llc Dallas TX 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/2015 → 05/2022
    Guardian Life Insurance Co
    Addison, TX
  • 02/2015 → 05/2022
    Addison, TX
  • 01/2014 → 06/2022
    Phipps Properties
    Hurst, TX
  • 09/2022 → 09/2025
    Avantax Investment Services, Inc.
    Dallas, TX
  • 09/2022 → 09/2025
    Avantax Advisory Services
    Dallas, TX
  • 08/2024 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 08/2024 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 08/2024 → Present
    Cetera Advisors Llc
    Greenwood Village, CO
  • 08/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 09/2022 → 09/2025
    Avantax Insurance Agency And/Or Avantax Insurance Services.
    Dallas, TX
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Dallas, TX
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
Other Businesses

1)BGP PROPERTY SOLUTIONS; POSITION: Owner NATURE: Buy and sell real estate INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 316 Circleview Dr S, Hurst TX 76054, I buy and sell single family residences.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-20
S65 Uniform Investment Adviser Law Examination 2005-11-14
S63 Uniform Securities Agent State Law Examination 1989-10-04
  • S66 Uniform Combined State Law Examination
    2009-01-20
  • S65 Uniform Investment Adviser Law Examination
    2005-11-14
  • S63 Uniform Securities Agent State Law Examination
    1989-10-04
Other Names
  • Brian Gregory Phipps
  • Brian G Phipps

View on SEC IAPD

More in Dallas, TX

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor