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21 Custom House Street 5Th Floor, Boston, MA 02110 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-12-14 |
Branch Locations
21 Custom House Street 5Th Floor, Boston, MA 02110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laurel Capital Advisors, Llp | Pittsburgh | PA | 01/2002 | 06/2017 |
| Boston Safe / Mellon Bank, N.A. | Boston | MA | 08/1998 | 06/2017 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-11-24 |
| S63 | Uniform Securities Agent State Law Examination | 1990-02-20 |
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