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Lisa Marie Supple

Woodstock Corporation

Boston, MA

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Current Employers
Woodstock Corporation

21 Custom House Street 5Th Floor, Boston, MA 02110 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-12-14
  • MA RA
    APPROVED
    Since 2018-12-14

Branch Locations

21 Custom House Street 5Th Floor, Boston, MA 02110 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Laurel Capital Advisors, Llp Pittsburgh PA 01/2002 06/2017
Boston Safe / Mellon Bank, N.A. Boston MA 08/1998 06/2017
  • 01/2002 → 06/2017
    Laurel Capital Advisors, Llp
    Pittsburgh, PA
  • 08/1998 → 06/2017
    Boston Safe / Mellon Bank, N.A.
    Boston, MA
Previous Registrations
  • 2002-08-15 → 2006-12-31
    Laurel Capital Advisors Llp
    Boston, MA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-11-24
S63 Uniform Securities Agent State Law Examination 1990-02-20
  • S65 Uniform Investment Adviser Law Examination
    2018-11-24
  • S63 Uniform Securities Agent State Law Examination
    1990-02-20
Other Names
  • Lisa Marie Dooner

View on SEC IAPD

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