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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2024-06-24
  • GA RA
    APPROVED
    Since 2024-06-24

Branch Locations

1100 Abernathy Road Ne Building 500; Suite 1850, Atlanta, GA 30328 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Alpharetta GA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Alpharetta GA 11/2016 06/2024
Raymond James & Associates Inc. Atlanta GA 06/2024 Present
Previous Registrations
  • 2008-01-01 → 2024-06-28
    Alpharetta, GA
    Alpharetta, GA
    Marietta, GA
  • 2003-03-18 → 2008-01-01
    A. G. Edwards & Sons, Inc.
    Alpharetta, GA
    St. Louis, MO
    Alpharetta, GA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-05-27
S63 Uniform Securities Agent State Law Examination 1989-08-29
  • S65 Uniform Investment Adviser Law Examination
    1992-05-27
  • S63 Uniform Securities Agent State Law Examination
    1989-08-29

View on SEC IAPD

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