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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-01-09 |
| DE | RA | APPROVED | 2022-01-18 |
| NJ | RA | APPROVED | 2018-10-15 |
Branch Locations
The Villages, FL • United States
Wilmington, DE • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pnc Investments | Pittsburgh | PA | 03/2004 | 10/2018 |
| Lpl Financial | Bedminster | NJ | 10/2018 | Present |
1) 10/12/2018 - DBA for LPL Business (entity for LPL business) - Gladstone Advisors - 100% - Bedminster, NJ 2) 10/12/2018 - Non-Variable Insurance - Michael Schneider - 5% - Bedminster, NJ
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-25 |
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