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James David Mcfadden

Bluering Advisors, Inc

Lagrangeville, NY

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Current Employers
Bluering Advisors, Inc

Lagrangeville, NY • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-11-01
  • NY RA
    APPROVED
    Since 2021-11-01

Branch Locations

Lagrangeville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jadm Compliance Services Inc. Lagrangeville NY 03/2013 Present
  • 03/2013 → Present
    Jadm Compliance Services Inc.
    Lagrangeville, NY
Other Businesses

JADM Compliance Services Inc. (non investment related) 124 Brookside Ln LaGrangeville NY, 12540 Compliance Consultant Consultant CCO outsourced 03/2013 48/hrs/mo 2/hrs/day Compliance consulting

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-10-27
S63 Uniform Securities Agent State Law Examination 1989-08-21
  • S65 Uniform Investment Adviser Law Examination
    2021-10-27
  • S63 Uniform Securities Agent State Law Examination
    1989-08-21

View on SEC IAPD

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