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Lagrangeville, NY • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jadm Compliance Services Inc. | Lagrangeville | NY | 03/2013 | Present |
JADM Compliance Services Inc. (non investment related) 124 Brookside Ln LaGrangeville NY, 12540 Compliance Consultant Consultant CCO outsourced 03/2013 48/hrs/mo 2/hrs/day Compliance consulting
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-10-27 |
| S63 | Uniform Securities Agent State Law Examination | 1989-08-21 |
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