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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 1999-03-03 |
Branch Locations
27 Garden Street Suite 1A, Danvers, MA 01923 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Middleton | MA | 04/1996 | Present |
1. Ten Minas, LLC - member and co-owner of entity created to own branch office property, as of 01/01/2006, 0% of time spent during business hours, at branch location, investment related. 2. Fixed insurance sales, as of 03/22/2010, 10% of time spent during business hours, at branch location, investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-02-04 |
| S63 | Uniform Securities Agent State Law Examination | 1989-10-04 |
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