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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-11-01
TX RA APPROVED 2018-10-31
  • FL RA
    APPROVED
    Since 2018-11-01
  • TX RA
    APPROVED
    Since 2018-10-31

Branch Locations

Immokalee, FL • United States

3777 Tamiami Trail North Suite 300, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bel Air MD 04/2009 10/2018
Bank Of America, N.A. Bonita Springs FL 11/2009 10/2018
Stifel Nicolaus & Co Inc Naples FL 10/2018 Present
Previous Registrations
Other Businesses

1. Ave Maria Community Corporation; 5129 Taylor St Ave Maria FL 34142; Preserving, documenting, and promoting Ave Maria and the University; President; Run meetings and delegate tasks; 01/01/2016; 1.00 Hour(s) Per Quarter; not during securities trading hours; Not Investment-Related. 2. Southwest Florida Brew Crafters;5194 Milano St Ave Maria FL 34142;Home brewing club;President of Ave Maria, FL chapter;Organizing and promoting home brewing activities;1/1/17;1.00 Hour(s) Per Week;not during securities trading hours;not investment related. 3. Young People Who Care, Inc.;Frenchville PA 16836;Volunteer organization that provide social services to local residents as well as adult and youth retreats;Board Member;To help principals make informed/educated decisions as part of a finance committee;6/10/19; 2 hr/qtr; not during securities trading hours;not investment related. 4. Ave Maria Community Corporation; 5129 Taylor St Ave Maria FL 34142; Preserving, documenting, and promoting Ave Maria and the University; Board Member; Run meetings and delegate tasks; 01/01/2016; 1.00hr/quarter; not during securities trading hours; not investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1993-03-26
S63 Uniform Securities Agent State Law Examination 1990-06-20
  • S65 Uniform Investment Adviser Law Examination
    1993-03-26
  • S63 Uniform Securities Agent State Law Examination
    1990-06-20
Designations
Other Names
  • Chris Buccheri
  • Christopher J Buccheri

View on SEC IAPD

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