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David Robert Naylor

Soundhaven Capital Management

Westlake Village, CA

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Current Employers
Soundhaven Capital Management

Westlake Village, CA • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2014-04-28
  • CA RA
    APPROVED
    Since 2014-04-28

Branch Locations

Westlake Village, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Naylor Capital Llc Westlake Village CA 04/2014 Present
  • 04/2014 → Present
    Naylor Capital Llc
    Westlake Village, CA
Previous Registrations
  • 2011-01-26 → 2014-06-03
    Globalmacro Capital Management, Llc
    Wheaton, IL
  • 2010-08-24 → 2010-12-31
    Globalmacro Capital Management, Llc
  • 2007-06-04 → 2010-04-16
    West Coast Asset Management,Inc.
    Montecito, CA
  • 2005-08-01 → 2007-04-30
    Banc Of America Investment Services, Inc.
    Westlake Village, CA
    Los Angeles, CA
    Westlake Village, CA
    Westlake Village, CA
  • 2005-02-11 → 2005-08-01
    Bofa Advisors, Llc
    Boston, MA
  • 2003-01-01 → 2005-02-11
    Bacap Distributors, Llc
    Charlotte, NC
  • 2000-12-31 → 2003-01-01
    Stephens
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-02-11
S63 Uniform Securities Agent State Law Examination 1989-08-28
  • S65 Uniform Investment Adviser Law Examination
    1997-02-11
  • S63 Uniform Securities Agent State Law Examination
    1989-08-28

View on SEC IAPD

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