Matthew Carlyle Marckmann

Current Employers

Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2021-02-11
IA	RA	APPROVED	2009-06-01
OK	RA	APPROVED	2009-06-01

TX RA
APPROVED

Since 2021-02-11
IA RA
APPROVED

Since 2009-06-01
OK RA
APPROVED

Since 2009-06-01

Branch Locations

1080 Jordan Creek Parkway Suite 400 North, West Des Moines, IA 50266 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Morgan Stanley Smith Barney	West Des Moines	IA	06/2009	Present
Morgan Stanley Private Bank, National Association	New York	NY	01/2015	Present

06/2009 → Present

Morgan Stanley Smith Barney

West Des Moines, IA
01/2015 → Present

Morgan Stanley Private Bank, National Association

New York, NY

Previous Registrations

2007-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

West Des Moines, IA
2000-06-26 → 2007-04-02

Morgan Stanley Dw Inc.

West Des Moines, IA

Des Moines, IA

Other Businesses

1.Family Farm Owner; Investment related Yes; Adel, Iowa; Annual compensation via the CRP program; Owner/operator(proprietor, partner, officer, director, employee, trustee, agent); Jan 1998; During business hours: 0; After business hours: 2

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2000-06-26
S63	Uniform Securities Agent State Law Examination	1999-09-01

S65 Uniform Investment Adviser Law Examination

2000-06-26
S63 Uniform Securities Agent State Law Examination

1999-09-01

View on SEC IAPD