Lee Dover

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2011-08-03
CA	RA	APPROVED	1997-12-15

TX RA
APPROVED

Since 2011-08-03
CA RA
APPROVED

Since 1997-12-15

Branch Locations

225 California St, El Segundo, CA 90245-4310 • United States

2301 Rosecrans Ave Ste 4195, El Segundo, CA 90245 • United States

21680 Gateway Center Dr Bldg A Ste 310, Diamond Bar, CA 91765-2459 • United States

Manhattan Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	El Segundo	CA	09/2005	03/2020
Ameriprise Financial Services, Llc	El Segundo	CA	03/2020	Present

09/2005 → 03/2020

Ameriprise Financial Services, Inc.

El Segundo, CA
03/2020 → Present

Ameriprise Financial Services, Llc

El Segundo, CA

Other Businesses

Independent Insurance Brokering; American General Life Insurance Company; 09/23/2003; / Genworth Life and Annuity Insurance Company; 01/01/2007; / Hartford Life Insurance Company; 03/22/2011; / Integrity Life Insurance Company; 01/13/2011; / Lincoln National Life Insurance Company; 12/11/2002; / Nationwide Life Insurance Company; 06/29/1999; / Principal Life Insruance Company; 09/05/2006; / RiverSource Life Insurance Company; 10/03/1989; . Business Ownership; Atrium Partners 2; Manging the business and operations; This entity will be used to manage and operate the newly acquired business.; 2301 Rosecrans Ave Suite 4195, , El Segundo, CA, 90245; Not Investment-Related; 10/31/2022; 60 hours per month; 60 during trading hours / Atrium Partners; Legal entity established to manage Ameriprise practice.; Legal Entity established to manage Ameriprise practice; 2301 Rosecrans Ave. Suite 4195, , El Segundo, CA, 90245; Not Investment-Related; 01/01/2022; 60 hours per month; 60 during trading hours / Sentry Tax Advisory Group; Owner; Tax Preparation; 2301 Rosecrans Ave Suite 4195, , El Segundo, CA, 90245; Not Investment-Related; 08/15/2022; 0 hours per month; 0 during trading hours / Atrium Partners 3 LLC; Co-owner; Manage Ameriprise Business; 2301 Rosecrans Ave, Suite 4195 , El Segundo, CA, 90245; Investment-Related; 12/01/2023; 10 to 19 hours per month; 10 to 19 during trading hours / SD and Associates; Management of franchise; Legal entity established to manage Ameriprise practice.; 2301 Rosecrans Ave. Suite 4195, , El Segundo, CA, 90245; Not Investment-Related; 07/30/2015; 60 hours per month; 10 to 19 during trading hours / Sentinel Wealth Advisor Group; Financial Advisor of the DBA; Sentinel Wealth Advisory Group; 2301 Rosecrans Ave. Suite 4195, , El Segundo, CA, 90245; Investment-Related; 01/07/2014; 60 hours per month; 60 during trading hours.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-08-31
S63	Uniform Securities Agent State Law Examination	1991-03-01

S65 Uniform Investment Adviser Law Examination

1992-08-31
S63 Uniform Securities Agent State Law Examination

1991-03-01

Other Names

M L Dover
Melvin Lee Dover

View on SEC IAPD