Jay Norman Warren

Current Employers

Employment History

• 11/2007 → 12/2020
  Sheridan Road Financial, Llc
  Northbrook, IL
• 11/2010 → Present
  Lpl Financial Llc
  Northbrook, IL
• 01/2011 → 02/2019
  Independent Financial Partners
  Northbrook, IL
• 12/2020 → Present
  Iht Wealth Management
  Chicago, IL

Previous Registrations

• 2018-08-14 → 2020-12-31
  Sheridan Road Advisors, Llc, A Hub International Company
  Northbrook, IL
• 2010-10-20 → 2019-01-07
  Independent Financial Partners
  Northbrook, IL
  Northbrook, IL
• 2010-09-30 → 2010-12-31
  Sheridan Road Advisors, Llc
  Northbrook, IL
• 2008-03-03 → 2010-12-01
  Nrp Advisors, Inc.
  Northbrook, IL
• 2007-10-30 → 2008-10-15
  Nrp Financial, Inc.
  Bryan, OH
  Northbrook, IL
• 2001-03-14 → 2007-09-17
  Citigroup Global Markets Inc.
  Highland Park, IL
  Highland Park, IL

Other Businesses

1) 2026-04-20 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - PIVOTAL FINANCIAL, LLC - DBA for LPL Business (entity for LPL business) - Y - 160 - 160 - at reported business location(s) - 2026-04-13 - FINANCIAL ADVISING

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-03-01
• S63 Uniform Securities Agent State Law Examination
  1991-07-02