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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2021-11-19 |
| TX | RA | APPROVED_RES | 2021-11-18 |
Branch Locations
3280 Peachtree Road North East Suite1600, Atlanta, GA 30305 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Atlanta | GA | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 11/2021 |
| Morgan Stanley Smith Barney Llc | Atlanta | GA | 11/2021 | Present |
| Morgan Stanley Private Bank, N.A | New York | NY | 01/2022 | Present |
*541516 - House of Cherith; Investment related No; Atlanta, Georgia; Non-Profit; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 08/2022 ; During business hours: 0; After business hours: 1; Attend board meetings once a quarter.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1989-08-25 |
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