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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-25 |
| WA | RA | APPROVED | 2025-04-25 |
Branch Locations
555 110Th Ave Ne 10Th Fl, Bellevue, WA 98004 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services | Bellevue | WA | 12/2011 | 04/2025 |
| Wells Fargo Clearing Services, Llc | Bellevue | WA | 04/2025 | Present |
RENTAL PROPERTY; INV RELATED; CANMORE, AB CANADA; 100% OWNERSHIP WITH SPOUSE; 12/2005; 1 HOUR PER MONTH; 0 DURING TRADING; PROVIDES HOTEL LODGING TO GUESTS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-03-30 |
| S63 | Uniform Securities Agent State Law Examination | 1991-05-10 |
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